Job Title：CS/Global Futures and
Securities Dealer
Job Responsibilities:
? Responsible for placing strategic
orders such as Strangle, Straddle, Butterfly, Combo, Call Spreads, Put Spreads,
TWAP, VWAP, TAS via electronic trading platforms;
? Responsible for handling OTC order
operation;
? Responsible for Chat room
communication with clients and brokers;
? Monitor client’s position and
responsible for margin calls;
? Identify potential market risks
and report the issues to senior management where necessary;
? Responsible for attending customer
enquiries;
? Preparation for Monthly and
Quarterly Margin Calls Report and Client Money Report for SFC;
? Willing to assist in CS duties;
? Handle and assist in ad-hoc
projects as assigned.
Requirements:
? Passed HKSI LE paper 1,7,8,9 or a
SFC Type 1 and 2 Licensee;
? Fresh graduates who have passed
HKSI LE paper 1,7,8,9 will also be considered;
? Fluent Putonghua speaking is a
MUST;
? Knowledge in Bloomberg application
is ESSENTIAL;
? Willing to work in shift on
rotational basis and public holidays;
? Preference will be given to those
candidates who can be immediate available;
? Candidates with no relevant working experience will consider as Junior Dealer or CS Officer.
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Job Title：Accounts Manager
Job Responsibilities:
? Prepare full set of accounts, including daily accounting entries, inter-company transactions, bank reconciliations;
? Handle daily/monthly FRR and ensure strict compliance in meeting the liquid capital requirements and client money rules on a daily basis;
? Provide the necessary information
and reports to facilitate the Group’s review and analyses;
? Assist in monthly financial
reporting, annual audit, budgeting, and forecasting;
? Responsible for consolidation
accounting.
Requirements:
? Degree in Accounting or related
discipline;
? Self-motivation, attention to
detail, strong analytical and problem-solving skills;
? Open minded, good interpersonal,
communication and presentation skills;
? Good command of written and spoken
English and Chinese (including Mandarin);
? Proficient in MS Office
applications particularly with Excel, Chinese Word Processing and PowerPoint.
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Job Title：Compliance Officer
Job Responsibilities:
? Assist the MLRO to review
exception reports and identify any suspicious transactions;
? Investigate suspicious cases and
prepare suspicious transaction reports to JFIU;
? Prepare and update STR procedures
to ensure they are align with regulatory requirements;
? Perform ad hoc tasks as assigned
from time to time.
Requirements:
? Degree
holder in Business Administration, Risk Management, Law or related disciplines;
? CAMS
designation or AAMLP is preferred;
? Minimum 1
year of AML compliance and transaction monitoring investigation experience;
? Strong
understanding of AML controls, procedures and regulations;
? Great
sense of ownership to ensure efficient and effective customer service
processes;
? Good
report writing, analytical and interpersonal skills;
? Responsible,
detailed-mind, and well-organized with good communication skills;
? Ability to
work independently and to make prompt decisions;
? Good
command of MS Excel.
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Job Title：Institutional Account
Director
Job Responsibilities:
? Formulate overseas business
development plan to establish and maintain overseas clients’ relationship, such
as QFII introduction;
? Introduce internationalized
varieties participation ways and trading rules like China's crude oil and iron
ore to overseas clients, including banks, funds, brokers, dealers, traders,
etc;
? Organize overseas recommendations’
activities, design and distribute brochures on Futures, Asset Management
as well as business negotiation;
? Coordinate and communicate with
headquarters, update market dynamics and policy to clients.
Requirements:
? Priority for overseas academic
background practitioners;
? Retain good interpersonal
relationships and high net worth institutional clients resources in
mainland, Hong Kong and overseas;
? Assist clients to communicate and
coordinate with mainland institutions and exchanges;
? Have a sound knowledge on global
investment markets;
? Familiar with overseas clients
trading habits, requirements, and the domestic futures market laws and
regulations;
? Ability to perform tasks assigned
by leaders independently, teamwork spirit and strong ability to resist
pressure;
? A strong command of spoken
Putonghua is a MUST and other Chinese dialect and slang
is INDISPENSABLE;
? Provide advice to Management
regarding internal control and Anti-money Laundering and Counter-financing
Terrorism(AML/CFT) issues;
? Under full compliance, assess and
improve the efficiency and effectiveness of existing operations so as to
increase customer base;
? Able to attend work in flexible
timing and be proactive at work;
? Have a strong marketing sense;
? Conduct market research and
analysis on PRC financial market and prepare periodic reports to management;
? Handle and assist in ad-hoc
projects as assigned;
? Work with the management to
develop sales and marketing strategies to drive business expansion and enhance
market share.
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Job Title：Dealer / Senior Dealer
(Night Shift)
Job Responsibilities:
? Trade execution in Global Futures
and Options / US equities and Option and OTC Markets;
? Perform execution for retail and
institutional clients in a professional and timely manner;
? Assist in performing day-end
processing for trade reconciliation and settlement;
? Perform day-to-day trade
surveillance and transaction monitoring work;
? Monitor clients' risks and perform
risk control;
? Support system testing and UAT, ad
hoc projects when required.
? Shift Allowance will be offered.
Requirements:
? Holder of SFC Type 2 (Dealing in
futures contracts) licence and Type 1 (Dealing in securities) licence is a
must;
? 1-2 years of relevant
experience;
? Self-motivated, detail-oriented
with good communication skills;
? Possess excellent
command in written and spoken English and Chinese, including Putonghua;
? Willing to work on Hong Kong
public holidays;
? Candidates with more experience
will be considered as Senior Dealer;
? Shift Allowance will be offered;
? Fresh graduates are welcomed to
apply.
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Job Title : Senior Accounting Manager
Responsibilities:
? Prepare financial and management
reports and regulatory reports (FRR);
? Perform daily monitoring and
reporting of the liquid capital according to the FRR;
? Assist in preparation of monthly
budget, interim and annual preparation;
? Participate in formulation and
execution of accounting guidelines, policies and procedures;
? Review internal controls and
implement work process improvement;
? Perform ad-hoc accounting projects
where necessary.
Requirements:
? Degree holder in Accounting,
Business Administration or related disciplines;
? Minimum 5 year’s working
experience in securities firms or licensing corporations;
? CPA holder will be an advantage;
? Attention to details, strong
analytical mind and problem solving skills, with good interpersonal and
communication skills;
? Possess excellent command in
written and spoken English and Chinese, including Putonghua.
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Job Title : IT Institutional
Analyst and Support
Responsibilities:
? Responsible for providing user
support to our clients particularly for Mainland clients;
? Able to work independently and
gradually be able to handle more server / network related support;
? Provide helpdesk support to
clients through phone call and email and onsite break fix support to clients;
? Provide 24-hour IT support for
clients;
? Able to formulate IT guidelines,
contingency plans and policies;
? Responsible for server
administration, POS system, Door Security System, CCTV system, etc;
? Perform ad-hoc accounting projects
where necessary.
Requirements:
? Degree holder in Information
Technology or related disciplines;
? Minimum 5-year working experience
in securities firm or IT corporation;
? Responsible for infrastructure on
system software;
? Responsible for coordinating with
Headquarter and organizing IT seminars for both local and Mainland clients;
? A strong command of spoken
Putonghua is a MUST and other Chinese dialect and slang is INDISPENSABLE;
? Familiar with electronic trading
systems such as Esunny, RMM Soft, 2 Go, MT4, CQG, etc;
